Corporate compliance

Compliance Policy

General framework of regulatory compliance and criminal prevention of [PENDIENTE_RAZON_SOCIAL], applicable to all professionals, collaborators and third parties acting on behalf of the firm.

Commitment to integrity

[PENDIENTE_RAZON_SOCIAL] has adopted an Organisation and Management Model for crime prevention (Criminal Compliance) in accordance with articles 31 bis and following of the Spanish Criminal Code, as well as an Anti-Bribery Management System in accordance with the ISO 37001 standard and a Compliance Management System in accordance with the ISO 37301 standard.

Guiding principles

  • Strict regulatory compliance with national, EU and international legislation applicable in each jurisdiction.
  • Zero tolerance of any criminal, fraudulent, corrupt conduct or conduct contrary to professional ethics.
  • Confidentiality and professional secrecy in all relationships with clients and third parties.
  • Prevention of conflicts of interest, with prior declaration and management procedures when identified.
  • Continuous training of all professionals in matters of compliance, anti-money laundering, GDPR and professional ethics.

Compliance body

The Compliance Committee is the internal body responsible for the supervision, oversight and effectiveness of the Model. It has autonomous powers of initiative and control, and reports directly to the firm’s management.

Reporting of non-compliance

Anyone who becomes aware of a possible non-compliance can report it through the Whistleblower Channel, by email to compliance@[PENDIENTE_DOMINIO] or in person. Confidentiality and the prohibition of reprisals are guaranteed.